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11 Sep 2023

Third Party Messaging Apps

Recent and ongoing enforcement actions by US regulators highlight the importance of maintaining compliance with recordkeeping requirements. In this memo, we explore best practice with regards to business communication and recordkeeping.

Memo

11 Sep 2023

Due Diligence of Fund Administrators

The SEC’s recently settled charges against Theorem Fund Services (TFS) brings renewed focus on the importance of conducting thorough due diligence on fund administrators. In this memo, we highlight key due diligence considerations for investors and investment managers when ensuring fund administrators are fit for purpose in their role as gatekeepers.

Memo

22 Jun 2023

Culture Matters

In this memo, we focus on the importance of firm culture and how it impacts behaviours and attitudes within the workplace. In addition, we offer some practical guidance for managers and investors.

Memo

30 Nov 2022

Internal Governance for Asset Managers - A Roadmap

Governance arrangements for a firm will depend on firm size and complexity of strategy. This memo provides a roadmap for governance structures during the life cycle of a firm.

Memo

08 Jun 2022

Implementation of RI in ILS Strategies

Dedicated Responsible Investment approaches within ILS are in their infancy and often do not fit neatly into regulatory of industry-based frameworks. This toolbox memo explores the practical implementation of RI Insurance Linked Strategies.

Memo

14 Dec 2021

Responsible Investment - Review of Regulatory Expectations - 2021 Update

Our review of global responsible investment regulations has been updated to include developments in 2021.

Memo

14 Dec 2021

Responsible Investment: Review of Regulatory Expectations 2021 - (Chinese)

负责任投资全球监管预期回顾(2021年更新)

Memo

16 Nov 2021

Operational Due Diligence on Digital Assets

Digital Assets operate using different infrastructure than more traditional asset classes, therefore any ODD must take account of certain risks that are more prominent within this asset class. This toolbox memo explores the key areas for ODD for digital assets.

Memo

28 Oct 2021

Implementation of RI in Macro Strategies

Macro strategies typically take a view on economic and political outlooks, including macroeconomic principles using country-related instruments, such as sovereign bonds, currencies, or interest rates. This toolbox memo discusses the practical implementation of Responsible Investment in Macro Strategies.

Memo

28 Oct 2021

Implementation of RI in Systematic Strategies

Responsible Investment in systematic strategies have many nuances compared to strategies based on more fundamental research. In this toolbox memo, we take a look at the practical implementation of RI in systematic strategies.

Memo