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The SBAI expands on existing frameworks for GHG-emission accounting to develop a methodology that allows for the incorporation of derivatives and short positions. The framework outlines the case for inclusion from the perspective of measurement of GHG-emission risk exposure and sustainability outcomes (impact).

The Securities and Exchange Commission (SEC) has introduced new rules to address conflicts of interest when advisers offer investors the choice between selling or exchanging their interests in a private fund for interests in another vehicle managed by the adviser or related parties. In this piece, we explore the impacts of these new rules for investors and managers and highlight considerations for effective implementation.

Recent and ongoing enforcement actions by US regulators highlight the importance of maintaining compliance with recordkeeping requirements.

The Securities and Exchange Commission (SEC) recently settled charges against Theorem Fund Services LLC (TFS), a Florida-based fund administrator. The charges revolve around TFS's failures to respond adequately to multiple red flags and clear indications of fraudulent activities associated with EIA All Weather Alpha Fund Partners and its manager.

In this memo, we focus on the importance of firm culture and how it impacts behaviours and attitudes within the workplace. In addition, we offer some practical guidance for managers and investors.

Many allocators are now looking to increase the diversity of their portfolios. This report explains practical steps that allocators can take to enhance their manager sourcing and selection processes and improve the levels of diversity in their external investments.

Smaller asset managers face unique challenges when being assessed by allocators on culture and diversity but they also have unique opportunities. This toolbox memo looks at how allocators can assess smaller managers and provides practical tips for smaller managers looking to contribute to increased diversity within the industry.