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Regulatory Engagement

We maintain active links with the supervisory community.

We engage with the regulatory community by responding to consultations on key issues for the alternative investment industry and maintaining a dialogue with global regulators. Our efforts are supported by our Global Regulatory Committee, equally represented by institutional investors and asset managers.

 

Continuously improving the Standards and producing practical industry guidance in collaboration with our stakeholders allows us to develop expertise in many areas, including responsible investment, governance, cyber security and many others, which feature as key priorities for the regulatory community as it seeks to promote fair and efficient markets, reduce systemic risk, and help investors make well-informed decisions.

Since 2014, the SBAI has been an Affiliate Member of the International Organization of Securities Commission (IOSCO), a global standard-setter for the securities sector. IOSCO works closely with the G20 and the Financial Stability Board (FSB) on the global regulatory reform agenda. We feed into the IOSCO process through participation in the Affiliate Members Consultative Committee (AMCC).

Latest Publications

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11 Sep 2023

SBAI's Initial Assessment of the SEC's Private Fund Adviser Rule

Our initial assessment of the SEC's Private Fund Adviser Rule[1] is that while there is less prohibition and more disclosure, it remains overly prescriptive. While some controversial aspects in the original proposal have been modified, the rule will bring significant changes to the regulation of Private Fund Advisers that may still fail to address the root of governance failures.

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