Operational Risk

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Our Working Groups bring together institutional investors and asset managers to discuss key topics in the alternatives industry.
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Principles for GHG-Emission Accounting in Alternative Strategies

The SBAI expands on existing frameworks for GHG-emission accounting to develop a methodology that allows for the incorporation of derivatives and short positions. The framework outlines the case for inclusion from the perspective of measurement of GHG-emission risk exposure and sustainability outcomes (impact).
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Over the last months, we have continued to engage and meet with the US SEC on a range of proposed rules – raising specific concerns about the unintended consequences of the Safeguarding Advisory Client Assets Rule and the Predictive Analytics Rule.
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There is a broad range of operational risks that investment managers must contend with in their day-to-day business, and that institutional investors must assess as part of their due diligence and allocation processes.

27 Mar 2024

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Discussions around trade errors, omissions, and breaches are sensitive given it is not a “zero failure” environment. In this memo, we explore the spectrum of approaches and treatment of these and highlight how investors and managers can improve dialogue for mutual success.

Memo

Related topics:

Operational Risk

Resources on Operational Risk

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Cyber Security