Operational Risk

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Operational Risk

Managing operational risk is a key opportunity for investment managers to showcase their value.

From compliance gaps to technology failures, these risks must be managed daily by managers and carefully assessed by institutional investors during due diligence and capital allocation.

27 Mar 2024

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Discussions around trade errors, omissions, and breaches are sensitive given it is not a “zero failure” environment. In this memo, we explore the spectrum of approaches and treatment of these and highlight how investors and managers can improve dialogue for mutual success.

Memo

Related topics:

Operational Risk

Managing operational risk is a key opportunity for investment managers to showcase their value.

Resources on Operational Risk

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Cyber Security