01 Jun 2018

Cyber Security Regulatory Expectations

Regulators have a keen interest in cyber security controls and risk mitigation. This memo takes a look at the global regulatory landscape in 2018

The memo covers content and observations from:


  • International Organization of Securities Commission (IOSCO)


  • Australian Securities and Investments Commission (ASIC)
  • Monetary Authority of Singapore (MAS)
  • Securities and Futures Commission of Hong Kong (SFC)


  • EU General Data Protection Directive (GDPR)
  • UK Financial Conduct Authority (FCA)
  • Swiss Financial Market Supervisory Authority (FINMA)

North America

  • Canadian Securities Administrator (CSA)
  • National Futures Association (NFA)
  • US Securities and Exchange Commission (SEC)
  • National Conference of State Legislatures (US)
  • Financial Industry Regulatory Authority (FINRA)