2026 West Coast Private Funds, AI, Regulatory & Compliance Workshop

Join the SBAI and Morgan Lewis for a West Coast Workshop bringing together investment managers, institutional investors, and industry leaders to discuss the most significant market, business, and regulatory developments shaping the private markets landscape.

This programme will feature a series of timely discussions on the opportunities, challenges, and emerging trends affecting private equity, private credit, and alternative investments.

Agenda: 

11:30 AM: Registration & Lunch

1:15 PM: Welcome Remarks and Introductory Comments

 

 

1:30 PM: Virtual Fireside Chat with Commissioner Hester M. Peirce, US Securities & Exchange Commission (SEC)

• Exploring the SEC's policy direction, regulatory priorities, enforcement outlook, and emerging issues affecting the investment management industry, followed by audience Q&A

2:15 PM: The New Rules of AI: A Global Legal Overview

  • Overview of emerging AI regulations across key jurisdictions

  • Governance expectations and legal risks associated with AI adoption in investment management

  • Practical implications for the use of generative AI, model governance, data privacy, and intellectual property

  • Preparing compliance frameworks for evolving global AI regulation

 

3:00 PM: DOL Alternative Investment Rule

  • Overview of the Department of Labor's evolving approach to alternative investments

  • Implications for retirement plans, fiduciaries, and investment managers

  • Considerations for product structuring, distribution, and governance

  • Preparing for potential regulatory developments and market impact

 

 3:40 PM: Coffee Break & Networking 

4:00 PM: Market Update: Trends & Developments in Private Equity & Private Credit

4:30 PM: Legal & Regulatory Developments: Terms, Conditions, Transparency, Disclosure, & Conflicts of Interest in Private Markets

  • Recent shifts in fund terms, disclosure standards, and investor protections, side letters, co-investments, and governance

  • Conflicts related to fees/expenses, NAV lending, dividend recaps, and liquidity management tools

  • The rise of continuation funds and the evolving market practices in fund formation and documentation

 

5:15 PM: Networking and Refreshments 

More agenda details and speakers to be announced.