Agenda:
09:00: Registration: Coffee & Networking
09:30: Welcome Remarks
09:35: SEC Examination & Enforcement Trends
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Regulatory Priorities: Key focus areas impacting investment managers, based on Morgan Lewis insights.
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Recent Enforcement Cases: What they reveal about the SEC’s evolving expectations.
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Compliance Hotspots: Critical risks managers must address to stay aligned.
Christine Ayako Schleppegrell
10:45: Coffee Break
11:15: Private Fund Documentation: Key Updates
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Fund Terms & Investor Protections: Changes in disclosures, side letters, co-investments, and governance.
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Operational Risks & Conflicts: Issues around fees, NAV lending, dividend recaps, and liquidity tools.
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Continuation Funds: Market trends shaping fund formation and documentation.
Brian Digney
12:00: Concluding Remarks
12:40: Meeting Close
More speakers to be announced
