Join us in Boston, as Industry leaders and legal experts address and unpack the latest SEC examination and enforcement trends and the evolving landscape of fund terms and investor protections. From side letters to continuation funds, from fee conflicts to liquidity management tools, we’ll explore the important issues shaping manager and investor relationships today.
Agenda:
09:00: Registration: Coffee & Networking
09:30: Welcome Remarks
09:35: SEC Examination & Enforcement Trends: What are the key areas of focus and what should managers be concerned about?
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Morgan Lewis to share insights on the current key areas of regulatory focus
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Learning from the outcomes of recent enforcement actions
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Areas which managers need to address urgently
10:45: Coffee Break
11:15: Key Developments in Private Fund Documentation Terms and Conditions
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Recent shifts in fund terms, disclosure standards, and investor protections, side letters, co-investments, and governance
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Conflicts related to fees/expenses, NAV lending, dividend recaps, and liquidity management tools
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The rise of continuation funds and the evolving market practices in fund formation and documentation
12:00: Concluding Remarks
12:40: Meeting Close
More Speakers to be announced soon
Speakers
Christine Ayako Schleppegrell
